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Financial Supervisory Service Urges Asset Management Firms to Strengthen Internal Controls for ETF Operations
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Finanzen·22.05.2026KI-Zusammenfassung

Financial Supervisory Service Urges Asset Management Firms to Strengthen Internal Controls for ETF Operations

The Financial Supervisory Service (FSS) held a workshop for asset management firms, urging them to establish robust internal controls for ETF operations, including proper lending transactions and prevention of self-trading. The FSS also discussed the upcoming implementation of the duty-of-care structure and the use of AI for compliance efficiency.

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